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Compliance Manager – Risk & Regulatory Oversight

Guardian Group · Kingston

Senior 🇬🇧 English

Job description

About the role

We are seeking a Compliance Manager to lead our Compliance & Risk Management Department, ensuring the company meets all statutory obligations and regulatory requirements across life insurance, pension administration and investment services.

Key responsibilities

  • Maintain and update a compliance obligations register and conduct enterprise‑wide compliance risk assessments.
  • Ensure timely submission of all statutory reports and fulfillment of regulatory requirements.
  • Identify, monitor and respond to compliance risks arising from regulatory, market or environmental changes.
  • Conduct compliance self‑assessments and support continuous improvement of the Compliance Management Framework.
  • Lead investigations related to compliance issues and prepare detailed reports.
  • Develop and coordinate policies, procedures and standards for managing product, process and system risks.

Required profile

  • First degree in Business Administration, Economics, Accounting, Law or a related discipline, or equivalent professional qualifications.
  • Minimum five (5) years of senior‑level experience in compliance, risk management or auditing.
  • Thorough knowledge of legislation governing life insurance, pension administration and investment services (e.g., Companies Act, Insurance Act, Proceeds of Crime Act, Financial Services Commission Act, etc.).
  • Strong understanding of risk management, internal controls and audit procedures.

Required skills

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    Published 1 month ago

    Expires 3 days from now

    29 views · 0 interested

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    Guardian Group

    Kingston