Compliance Manager – Risk & Regulatory Oversight
Guardian Group · Kingston
Job description
About the role
We are seeking a Compliance Manager to lead our Compliance & Risk Management Department, ensuring the company meets all statutory obligations and regulatory requirements across life insurance, pension administration and investment services.
Key responsibilities
- Maintain and update a compliance obligations register and conduct enterprise‑wide compliance risk assessments.
- Ensure timely submission of all statutory reports and fulfillment of regulatory requirements.
- Identify, monitor and respond to compliance risks arising from regulatory, market or environmental changes.
- Conduct compliance self‑assessments and support continuous improvement of the Compliance Management Framework.
- Lead investigations related to compliance issues and prepare detailed reports.
- Develop and coordinate policies, procedures and standards for managing product, process and system risks.
Required profile
- First degree in Business Administration, Economics, Accounting, Law or a related discipline, or equivalent professional qualifications.
- Minimum five (5) years of senior‑level experience in compliance, risk management or auditing.
- Thorough knowledge of legislation governing life insurance, pension administration and investment services (e.g., Companies Act, Insurance Act, Proceeds of Crime Act, Financial Services Commission Act, etc.).
- Strong understanding of risk management, internal controls and audit procedures.
Required skills
Questions fréquentes
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Published 1 month ago
Expires 3 days from now
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Guardian Group
Kingston